Atomistic Mechanism Underlying the Si(111)-(7 x 7) Surface Reconstruction Revealed by Artificial Neural-Network Potential

L Hu and B Huang and F Liu, PHYSICAL REVIEW LETTERS, 126, 176101 (2021).

DOI: 10.1103/PhysRevLett.126.176101

The 7 x 7 reconstruction of the Si(111) surface represents arguably the most fascinating surface reconstruction so far observed in nature. Yet, the atomistic mechanism underpinning its formation remains unclear after it was discovered sixty years ago. Experimentally, it is observed post priori so that analysis of its formation mechanism can only be carried out in analogy with archaeology. Theoretically, density-functional theory (DFT) correctly predicts the Si(111)-(7 x 7) ground state but is impractical to simulate its formation process; while empirical potentials failed to produce it as the ground state. Developing an artificial neural-network potential of DFT quality, we carried out accurate large-scale simulations to unravel the formation of the Si(111)-(7 x 7) surface. We reveal a possible step-mediated atom-pop rate-limiting process that triggers massive nonconserved atomic rearrangements, most remarkably, a critical process of collective vacancy diffusion that mediates a sequence of selective dimer, corner- hole, stacking-fault, and dimer-line pattern formation, to fulfill the 7 x 7 reconstruction. Our findings may not only solve the longstanding mystery of this famous surface reconstruction but they also illustrate the power of machine learning in studying complex structures.

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